Financial Crime Risk and Compliance Training

1.1 About this chapter

1.2 What is a lawyer? 1

1.3 What is a lawyer? 2

1.4 What is a lawyer ? 3. Case Study. England and Wales. 1

1.5 What is a lawyer? 4 CASE STUDY – England and Wales 1.

1.6 What is a lawyer? 5 CASE STUDY – England and Wales 2.

1.7 What is a lawyer? 6 CASE STUDY – England and Wales 3.

1.8 What is a lawyer? 7 CASE STUDY – England and Wales 4.

1.9 What is a lawyer? 8 CASE STUDY – England and Wales 5.

1.10 What is a lawyer? 9 CASE STUDY – England and Wales 6.

1.11 What is a lawyer? 10 CASE STUDY – England and Wales 7.

1.12 What is a lawyer? 11 CASE STUDY – England and Wales 8.

1.13 What is a lawyer? 12 CASE STUDY – England and Wales 9.

1.14 What is a lawyer? 13 CASE STUDY – England and Wales 10.

2.1 About this chapter

2.2 Defining relevant legal professional – 1 The Financial Action Task Force 1

2.3 Defining relevant legal professional – 2 The Financial Action Task Force 2

2.4 Defining relevant legal professional – 3 The Financial Action Task Force 3

2.5 Defining relevant legal professional – 4 Financial Action Task Force 4

2.6 Defining relevant legal professional – 5 Financial Action Task Force 5

2.7 Defining relevant legal professional – 6 – The European Union 1

2.8 Defining relevant legal professional – 7 – The European Union 2

2.5 Defining relevant legal professional – 4 – England and Wales 1

2.6 Defining relevant legal professional – 4 – England and Wales 2

2.7 Defining relevant legal professional – 5 - United States 1

2.8 Defining relevant legal professional – 6 - United States 2

2.9 Defining relevant legal professional – 7 - United States 3

2.10 Defining relevant legal professional – 8 - United States 4

2.11 Defining relevant legal professional – 9 - United States 5

2.12 Defining relevant legal professional – 10 - United States 6

2.13 Defining relevant legal professional – 11 – Australia 1

2.14 Defining relevant legal professional – 12 – Australia 2

2.15 Conclusions – Chapters 1 and 2 -1

2.16 Conclusions – Chapters 1 and 2 -2

2.17 Conclusions – Chapters 1 and 2 -3

2.18 Conclusions – Chapters 1 and 2 -4

2.19 Conclusions – Chapters 1 and 2 - 5

3.1 Reporting obligations v privilege - 1

3.2 Reporting obligations v privilege - 2

3.3 Reporting obligations v privilege - 3

3.4 Reporting obligations v privilege - 4

3.5 Reporting obligations v privilege – 5

3.6 Reporting obligations v privilege – 6

3.7 Reporting obligations v privilege – 7

3.8 Reporting obligations v privilege – 8

3.9 Reporting obligations v privilege – 9

3.10 Reporting obligations v privilege – 10

3.11 Reporting obligations v privilege – 11

3.12 Reporting obligations v privilege – 12

3.13 Reporting obligations v privilege – 13

3.14 2020 – Australian Federal Court issues two new judgments on privilege. 1

3.15 2020 – Australian Federal Court issues two new judgments on privilege. 2

3.16 2020 – Australian Federal Court issues two new judgments on privilege. 3

3.17 2020 – Australian Federal Court issues two new judgments on privilege. 4

3.18 2020 – ASIC′s lessons to learn on privilege.

3.14 Reporting obligations v privilege – 14 - Conclusions

4.1 About this chapter

4.2 When the pin is pulled, there′s little chance of putting it back in

4.3 When a pebble enters the water, there's a splash 1

4.4 When a pebble enters the water, there's a splash 2

4.5 When a pebble enters the water, there's a splash 3

4.6 After the splash come the ripples 4

4.7 SCENARIO – Introducing Winter, Dodds and Fumble, Legal Practitioners - 1.

4.8 SCENARIO – Introducing Winter, Dodds and Fumble, Legal Practitioners - 2.

4.9 SCENARIO – Introducing Winter, Dodds and Fumble, Legal Practitioners - 3.

4.10 SCENARIO – Introducing Winter, Dodds and Fumble, Legal Practitioners - 4.

4.11 Risks facing lawyers - oh *that* bombshell

5.1 The risks lawyers present to e.g. banks is a secondary risk

5.2 Risks presented to counter-parties 1

5.3 SCENARIO

6.1 The fundamentals.

6.2 Conveyancing and other residential and commercial property transactions

6.3 Being concerned in an arrangement a.k.a. aiding and abetting or ″facilitating″ money laundering.

6.4.1 How money launderers use litigation for money laundering 1

6.4.2 How money launderers use litigation for money laundering 2

6.4.3 How money launderers use litigation for money laundering 3

6.4.4 How money launderers use litigation for money laundering 4

6.4.5 How litigation lawyers have been hung out to dry by relevant laws 5

7.1 Creating a laundering vehicle and taking part in a laundering scheme

7.2 Allowing use of clients′ account (attorney's trust account) for transactions.

7.3 Good client gone bad

7.4 If you can′t trust a bank...

The case studies raise many questions. Here are some that you should think about.

Lawyers and money laundering, etc.